Financial careers in New York City, banking jobs and Compliance / Legal recruitment in New York City, USA

Showing 1-30 of 58 jobs

• Sort by
• Date
• Company
• Location

Compliance Officer	Comprehensive Recruiting Outstanding compensation and benefit pla...	USA-NY-New York City	31 Jul 10

Our client is looking to add a Compliance Officer to their team that will be responsible for providing daily a...

Surveillance Analyst/ Compliance - Information barriers surveillance	Comprehensive Recruiting $ OPEN	USA-NY-New York City	31 Jul 10

Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.

Chief Compliance Officer ('CCO")	BNY Mellon Asset Management "DOE"	USA-NY-New York City	30 Jul 10

The Chief Compliance Officer manages all aspects of a complex investment advisory compliance program which spa...

CORPORATE ATTORNEY	Fischer Francis Trees & Watts Competitive	USA-NY-New York City	30 Jul 10

BNP Paribas Investment Partners (BNPP IP) is the ninth-largest asset management firm in the world managing $72...

Deputy Director of Compliance – Top-tier Hedge Fund	The Compliance Search Group LLC over $150k	USA-NY-New York City	30 Jul 10

Well regarded global macro strategy hedge fund with international offices seeks a senior level Compliance prof...

Attorney Reg. D Experience Needed	Not Disclosed Salary commensurate with ability	USA-NY-New York City	30 Jul 10

Attorney with Security Background and Reg. D Experience Needed For New York Operation

Hedge Fund/Registered Investment Advisor Compliance Professional	Resources Global Professionals Annually	USA-NY-New York City	30 Jul 10

Resources Global Professionals is a multinational professional services firm that helps business leaders execu...

Quantitative Analyst / Surveillance Strategies	Comprehensive Recruiting Outstanding compensation, base and bonus...	USA-NY-New York City	30 Jul 10

Global financial firm is looking for an experienced Quantitative Analyst to join their Surveillance Strategies...

VP Bank Regulatory Compliance Officer	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Supporting the Regulatory Compliance & Supervision of an international investment bank

NYSE Supervisory Analyst	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	30 Jul 10

Senior position supporting the equity research business of a global investment bank.

AVP-Compliance	Moody's Corporation Not Specified	USA-NY-New York City	30 Jul 10

ResponsibilitiesMoody's Compliance Department operates globally and covers MIS, MA and MCO. The AVP - Complian...

Reporting Design- Senior Compliance Officer	Citi not disclosed	USA-NY-New York City	30 Jul 10

See job description below

Reporting Design & Aggregation- Compliance Director	Citi not disclosed	USA-NY-New York City	30 Jul 10

See job description below

Data Analytics- Compliance Officer	Citi not disclosed	USA-NY-New York City	30 Jul 10

See job description below

Data Analytics- Senior Compliance Officer	Citi not disclosed	USA-NY-New York City	30 Jul 10

See job description below

Senior Compliance Officer-AML	Citi not disclosed	USA-NY-New York City	30 Jul 10

See job description below

Financial Services Attorney	Resources Global Professionals Annually	USA-NY-New York City	30 Jul 10

Resources Global Professionals is a multinational professional services firm that helps business leaders execu...

Compliance - Institutional Equity	SANS base salary and bonus opportunity	USA-NY-New York City	29 Jul 10

Provide advisory compliance support for an Institutional Equity Division. Advise on FINRA, NYSE, and SEC rules...

Regulatory Compliance Officer for NYC Community Bank	SRI Search base salary and bonus eligible	USA-NY-New York City	29 Jul 10

Reports to: Chief Risk Officer Location: Midtown Manhattan Client is a mid-sized community ba...

Tax Attorney For Publically Traded REIT’s And Public REIT’s Non-Traded	Not Disclosed competitive	USA-NY-New York City	29 Jul 10

Private Equity firm seeks senior tax attorney for commercial retail real estate and real estate partnerships. ...

Compliance Associate	Not Disclosed Base + Bonus	USA-NY-New York City	28 Jul 10

NYC Multi-strategy hedge Fund is seeking a talented associate to join the Compliance team and drive the admini...

Attorney for Like Kind Exchange 1031 transactions	Not Disclosed Base $130 - 150 + 40% - 50% bonus	USA-NY-New York City	27 Jul 10

Major financial corporation seeks attorney with good 1031 LKE background. Will evaluate new transactions and w...

Compliance Associate	Two Sigma Investments, LLC TBD	USA-NY-New York City	27 Jul 10

We are seeking a talented associate to join our Compliance team and drive the administration of Two Sigma’s co...

Director- Prime Brokerage Compliance	The Forum Group Base, bonus and benefits.	USA-NY-New York City	27 Jul 10

Our client, a global investment bank is seeking a Director level compliance professional to run their Prime Br...

Senior Compliance Manager-Insurance Business	The Forum Group Base salary, bonus and benefits.	USA-NY-New York City	27 Jul 10

Our client, a global investment bank seeks a strong compliance professional with experience dealing with insur...

ISDA Negotiator	Societe Generale Commensurate with experience	USA-NY-New York City	27 Jul 10

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. ...

Prime Brokerage Attorney	Societe Generale Commensurate with experience	USA-NY-New York City	27 Jul 10

The legal team for Equities, Solutions and Equity Derivatives is part of the U.S. Legal and Compliance Departm...

Compliance Testing and Monitoring Officer	Not Disclosed Commensurate with experience	USA-NY-New York City	27 Jul 10

Testing and monitoring reviews consist of reviewing specific businesses and their compliance with a set of rul...

CCO - Broker/Dealer	JW Michaels & Co. Fair Market	USA-NY-New York City	26 Jul 10

Our client is a prestigious international bank headquartered in New York City. We are seeking a Chief Complia...

Global Hedge Fund-Compliance Officer	Michael Page 125,000 -170,000	USA-NY-New York City	26 Jul 10

Leading multi billion dollar NYC Hedge Fund is looking for a mid to senior level compliance officer with 3-7 y...

• Page
•  
• 1
• 2
•  
• Next