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Compliance Associate- Macquarie Securities	Macquarie Information not provided	USA-NY-New York City	20 Mar 10

We are currently seeking a Compliance Associate in our New York office.

Senior Compliance Officer - Retail Fixed Income Business	Morgan Stanley not disclosed	USA-NY-White Plains	19 Mar 10

See job description below

Senior Futures Compliance Officer	Morgan Stanley not disclosed	USA-NY-New York City	19 Mar 10

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Vice President, Enhanced Due Diligence Unit	Morgan Stanley not disclosed	USA-NY-New York City	19 Mar 10

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Vice President, Bank AML Group	Morgan Stanley not disclosed	USA-NY-New York City	19 Mar 10

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Director- Compliance Risk	The Forum Group Base salary, bonus and benefits	USA-NY-New York City	19 Mar 10

Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...

DEBT CAPITAL MARKETS	Not Disclosed Base plus bonus	USA-NY-New York City	19 Mar 10

Our client, a Global Investment Bank is looking to add some layers to its Debt Capital Markets Compliance Team...

9 New Compliance Positions Nationwide	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	19 Mar 10

The Compliance Search Group is currently seeking professionals nationwide for numerous open positions. To be ...

Fixed Income Compliance Officer	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	19 Mar 10

Senior compliance position supporting a leading investment bank.

Compliance Associate – Terra Nova Financial	Not Disclosed Competitive	USA-IL-Chicago	19 Mar 10

Our client, Terra Nova Financial, LLC is a specialized financial services firm focused on supporting trading p...

Mortgage Fraud Analyst	Fannie Mae Mortgage Fraud Analyst	USA-DC-Washington/Metro	19 Mar 10

Mortgage Fraud Analyst

Structured Products Compliance	The Forum Group Base salary, bonus and benefits.	USA-NY-New York City	18 Mar 10

Our client, a top global investment bank is looking for a VP Level compliance candidate to step in and help ru...

Message Compliance Analyst	Bloomberg NA	USA-NJ-Princeton	18 Mar 10

The Bloomberg Data Division in Skillman is looking for highly motivated and enthusiastic people to be part of ...

Compliance Consultant (FIIG)	New York Life Investment Management, LLC (NJ) Salary plus bonus	USA-NY-New York City	18 Mar 10

New York Life Investments has an opportunity for you to join our team as a Compliance Consultant. The primary ...

Senior Compliance Officer	Bloomberg NA	USA-NY-New York City	18 Mar 10

Bloomberg LP is looking for a senior compliance officer for its New York headquarters. The Candidate will repo...

Director - Product Compliance Officer	Michael Page 150,000 - 250,000	USA-NY-New York City	18 Mar 10

Leading Global Investment Bank is looking for a Director of Product Compliance. The Compliance Officer should ...

Hedge Fund Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	18 Mar 10

Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manage...

Futures/Currency/Options Trade Compliance	Michael Page 125,000 -170,000	USA-CT-Stamford	18 Mar 10

Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overse...

AML Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	18 Mar 10

Leading Global bank is looking for a mid (AVP or VP) level Level AML Compliance Officer. the Compliance Offic...

Investment Advisor/Broker-Dealer Compliance Manager	Michael Page 150,000 - 250,000	USA-NY-New York City	18 Mar 10

Top tier global private investment manager is looking to add a senior compliance officer with 5-10 years of co...

Associate, Investor Portfolio Performance Support (Investment Management)	Northwest Highly competitive (base + outstanding b...	USA-CT-Stamford	18 Mar 10

This position will provide a combination of business and technical operations support for the team that is res...

OFAC Compliance Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	17 Mar 10

OFAC Compliance Surveillance Officer will be responsible to maintain and implement the monitoring programs for...

Senior Risk Manager	Nexus Partners, LLC Commensurate with Experience...	USA-CT-Hartford	17 Mar 10

Our client provides a flat management structure along with the latitude to work autonomously. The successful c...

Director, Fixed Income Compliance Officer	BNP PARIBAS not disclosed	USA-NY-New York City	16 Mar 10

See job description below

Compliance Manager	Not Disclosed Base Salary Plus Bonus	USA-NY-New York City	16 Mar 10

A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have 5...

Hedge Fund - Legal Counsel	Robert Half International DOE	USA-NY-New York City	16 Mar 10

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Senior Paralegal - Asset Management	Robert Half Financial Service Group 80,000-90,000	USA-NY-New York City	16 Mar 10

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Structured Products Financial Engineer	Societe Generale Commensurate with experience	USA-NY-New York City	16 Mar 10

SG Corporate & Investment Banking is looking for a Structured Products Financial Engineer to join the Structur...

Surveillance Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	16 Mar 10

The SGUS Compliance Department is responsible for conducting regulatory oversight and providing advice on comp...

Compliance Officer III	BNY Mellon Asset Management negotiable	USA-CT-Norwalk	15 Mar 10

EACM Advisors LLC is a leading investment advisory firm specializing in multi-manager investment programs for ...

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